efile Public Visual Render
Submission Date - 2011-11-22
TIN: 03-0217229
Form
990
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)
The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
20
10
Open to Public Inspection
A
For the
2010
calendar year, or tax year beginning
04-01-2010
and ending
03-31-2011
B
Check if applicable:
Address change
Name change
Initial return
Terminated
Amended return
Application pending
C
Name of organization
UNITED WAY OF CHITTENDEN
COUNTY INC
Doing Business As
Number and street (or P.O. box if mail is not delivered to street address)
412 FARRELL STREET SUITE 200
Room/suite
City or town, state or country, and ZIP + 4
SOUTH BURLINGTON
,
VT
05403
D Employer identification number
03-0217229
E Telephone number
(802) 864-7541
G
Gross receipts $
6,587,876
F
Name and address of principal officer:
MARTHA MAKSYM
412 FARRELL STREET
SOUTH BURLINGTON
,
VT
05403
I
Tax-exempt status:
501(c)(3)
501(c)
(
)
(insert no.)
4947(a)(1)
or
527
J
Website:
WWW.UNITEDWAYCC.ORG
H(a)
Is this a group return for
affiliates?
Yes
No
H(b)
Are all affiliates included?
Yes
No
If "No," attach a list. (see instructions)
H(c)
Group exemption number
K
Form of organization:
Corporation
Trust
Association
Other
L
Year of formation:
1942
M
State of legal domicile:
VT
Part I
Summary
1
Briefly describe the organizations mission or most significant activities:
UNITED WAY OF CHITTENDEN COUNTY ADVANCES THE COMMON GOOD BY MOBILIZING OUR COMMUNITY TO IMPROVE PEOPLE'S LIVES. FOR OVER 60 YEARS, WE HAVE ENGAGED COMMUNITY LEADERS AND VOLUNTEERS TO TAKE A BIRD'S EYE VIEW OF THE HUMAN CARE NEEDS IN CHITTENDEN COUNTY AND HAVE HELPED LEAD THE WAY IN IMPROVING THE QUALITY OF LIFE HERE. WE ACCOMPLISH THIS THROUGH THE FOLLOWING ACTIVITIES: -RAISING MILLIONS OF DOLLARS EACH YEAR THROUGH A COMMUNITY CAMPAIGN, AND INVESTING THAT MONEY IN HIGH QUALITY PROGRAMS AND INITIATIVES SERVING THE NEEDS OF CHILDREN, FAMILIES, AND INDIVIDUALS THROUGHOUT CHITTENDEN COUNTY THAT ALIGN WITH OUR PRIORITY AREAS OF FOCUS: EDUCATION, INCOME AND HEALTH. -INVESTING MONEY, STAFF TIME, AND OTHER RESOUCES TO CONVENE MULTI-SECTOR COLLABORATIONS THAT ALIGN WITH OUR PRIORITY AREAS OF FOCUS: EDUCATION, INCOME AND HEALTH, WITH A GOAL TOWARD IMPROVING THE CONDITIONS AND SYSTEMS AFFECTING ALL PEOPLE IN OUR COMMUNITY; AND -MOBILIZING THE VOLUNTEER CAPACITY IN OUR COMMUNITY BY ANNUALLY RECRUI
2
Check this box
3
Number of voting members of the governing body (Part VI, line 1a)
....
3
28
4
Number of independent voting members of the governing body (Part VI, line 1b)
....
4
28
5
Total number of individuals employed in calendar year 2010 (Part V, line 2a)
...
5
43
6
Total number of volunteers (estimate if necessary)
....
6
1,512
7a
Total unrelated business revenue from Part VIII, column (C), line 12
..
7a
0
b
Net unrelated business taxable income from Form 990-T, line 34
..
7b
Prior Year
Current Year
8
Contributions and grants (Part VIII, line 1h)
.........
4,686,465
4,903,425
9
Program service revenue (Part VIII, line 2g)
.........
1,000
0
10
Investment income (Part VIII, column (A), lines 3, 4, and 7d )
....
57,207
118,639
11
Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e)
75,581
62,946
12
Total revenueadd lines 8 through 11 (must equal Part VIII, column (A), line 12)
...................
4,820,253
5,085,010
13
Grants and similar amounts paid (Part IX, column (A), lines 13 )
...
2,791,611
2,689,425
14
Benefits paid to or for members (Part IX, column (A), line 4)
....
0
15
Salaries, other compensation, employee benefits (Part IX, column (A), lines 510)
1,225,120
1,258,266
16a
Professional fundraising fees (Part IX, column (A), line 11e)
....
0
b
Total fundraising expenses (Part IX, column (D), line 25)
520,867
17
Other expenses (Part IX, column (A), lines 11a11d, 11f24f)
....
488,596
479,793
18
Total expenses. Add lines 1317 (must equal Part IX, column (A), line 25)
4,505,327
4,427,484
19
Revenue less expenses. Subtract line 18 from line 12
......
314,926
657,526
Beginning of Current Year
End of Year
20
Total assets (Part X, line 16)
............
5,671,733
6,238,640
21
Total liabilities (Part X, line 26)
............
893,083
761,587
22
Net assets or fund balances. Subtract line 21 from line 20
.....
4,778,650
5,477,053
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
2011-08-09
Signature of officer
Date
MARTHA MAKSYM
EXECUTIVE DIRECTOR
Type or print name and title.
Paid Preparer's Use Only
Preparer's
signature
BRET HODGDON
Date
2011-11-22
Check if
self-
employed
Preparers taxpayer identification number
(see instructions)
Firms name (or yours
if self-employed),
address, and ZIP + 4
DAVIS & HODGDON ASSOCIATES CPAS PLC
33 BLAIR PARK RD STE 201
WILLISTON
,
VT
05495
EIN
Phone no.
(802) 878-1963
May the IRS discuss this return with the preparer shown above? (see instructions)
.........
Yes
No
For Privacy Act and Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form
990
(2010)
Form 990 (2010)
Page
2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III
.
.
.
.
.
.
.
.
.
.
1
Briefly describe the organizations mission:
UNITED WAY OF CHITTENDEN COUNTY ADVANCES THE COMMON GOOD BY MOBILIZING OUR COMMUNITY TO IMPROVE PEOPLE'S LIVES. FOR OVER 60 YEARS, WE HAVE ENGAGED COMMUNITY LEADERS AND VOLUNTEERS TO TAKE A BIRD'S EYE VIEW OF THE HUMAN CARE NEEDS IN CHITTENDEN COUNTY AND HAVE HELPED LEAD THE WAY IN IMPROVING THE QUALITY OF LIFE HERE. WE ACCOMPLISH THIS THROUGH THE FOLLOWING ACTIVITIES: -RAISING MILLIONS OF DOLLARS EACH YEAR THROUGH A COMMUNITY CAMPAIGN, AND INVESTING THAT MONEY IN HIGH QUALITY PROGRAMS AND INITIATIVES SERVING THE NEEDS OF CHILDREN, FAMILIES, AND INDIVIDUALS THROUGHOUT CHITTENDEN COUNTY THAT ALIGN WITH OUR PRIORITY AREAS OF FOCUS: EDUCATION, INCOME AND HEALTH. -INVESTING MONEY, STAFF TIME, AND OTHER RESOUCES TO CONVENE MULTI-SECTOR COLLABORATIONS THAT ALIGN WITH OUR PRIORITY AREAS OF FOCUS: EDUCATION, INCOME AND HEALTH, WITH A GOAL TOWARD IMPROVING THE CONDITIONS AND SYSTEMS AFFECTING ALL PEOPLE IN OUR COMMUNITY; AND -MOBILIZING THE VOLUNTEER CAPACITY IN OUR COMMUNITY BY ANNUALLY RECRUI
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ?
....................
Yes
No
If Yes, describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services?
..........................
Yes
No
If Yes, describe these changes on Schedule O.
4
Describe the exempt purpose achievements for each of the organizations three largest program services by expenses.
Section 501(c)(3) and 501(c)(4) organizations and section 4947(a)(1) trusts are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a
(Code:
) (Expenses $
2,400,360
including grants of $
2,000,594
) (Revenue $
)
FOR MANY YEARS, UNITED WAY OF CHITTENDEN COUNTY FUNDED AGENCY PROGRAMS WHICH PROVIDED DIRECT SERVICES TO COMMUNITY MEMBERS WHO NEEDED THEM. HOWEVER, A NEW MODEL FOR DETERMINING WHICH PROGRAMS TO FUND WAS IMPLEMENTED IN 2007. FUNDING DECISIONS ARE NOW BASED ON A SET OF TARGET OUTCOMES WHICH WERE IDENTIFIED THROUGH A COMPREHENSIVE COMMUNITY PARTICIPATION PROCESS. WORKING IN THREE "IMPACT AREAS," EDUCATION, INCOME AND HEALTH, TEAMS OF COMMUNITY VOLUNTEERS REVIEW APPLICATIONS AND RECOMMEND SPECIFIC AMOUNTS OF PROGRAM FUNDING BASED ON CRITERIA THAT INCLUDE: ALIGNMENT WITH DESIRED OUTCOMES; PROGRAM QUALITY; PROGRAM OUTCOMES AND THE IMPACT OF OUR FUNDING. WE ASK HOW MUCH EACH PROGRAM IS DOING, HOW WELL THE WORK IS BEING DONE, AND IF ANYONE IS BETTER OFF AS A RESULT OF (CONTINUED ON SCHEDULE O) PARTICIPATING IN THE PROGRAM. AS A MEANS TO ACHIEVE COMMUNITY IMPACT, UNITED WAY CONDUCTS AN ANNUAL FUNDRAISING CAMPAIGN (4 MILLION RAISED IN 2010)WHICH INCLUDES WORKPLACE CAMPAIGNS AND INDIVIDUAL SOLICITATION. THE ABILITY TO MAKE INVESTMENTS FOR COMMUNITY IMPACT IS DEPENDENT UPON THE SUCCESS OF THAT COMMUNITY CAMPAIGN EACH YEAR. TO ADD VALUE TO THE FINANCIAL INVESTMENT, PROGRAM STAFF PROVIDES TECHNICAL ASSISTANCE ON HOW TO MEASURE PROGRAM SUCCESSES, HOW TO SHARE BEST PRACTICES AND RESOURCES, AND HOW TO AVOID REDUNDANCIES. IN ADDITION, PARTICIPATING AGENCIES HAVE ACCESS TO ASSISTANCE WITH WRITING THEIR APPLICATIONS FOR FUNDING, AS WELL AS TO HELP WITH REPORTING THEIR PROGRAM SUCCESSES, OUTPUTS AND OUTCOMES.
4b
(Code:
) (Expenses $
589,077
including grants of $
589,077
) (Revenue $
)
IN OUR ANNUAL COMMUNITY FUNDRAISING CAMPAIGN, AND TRUE TO OUR MISSION TO MOBILIZE THE COMMUNITY TO IMPROVE PEOPLE'S LIVES, WE PROVIDE THE OPPORTUNITY FOR DONORS TO SUPPORT OTHER NONPROFIT ORGANIZATIONS INCLUDING UNITED WAYS WITHIN THE STATE AND NATIONALLY. AS A COURTESY TO OUR DONORS, WE PROCESS THOSE DONOR DESIGNATIONS WITHOUT ASSESSING A FEE OR KEEPING A PERCENTAGE. HOWEVER, ALL AGENCIES RECEIVING DONOR DESIGNATIONS MUST ANNUALLY VERIFY COMPLIANCE WITH PROVISIONS OF THE USA PATRIOT ACT AND VERIFY THEY ARE AN AGENCY IN GOOD STANDING AS AN IRS CODE SECTION 501(C) (3) NONPROFIT ORGANIZATION.
4c
(Code:
) (Expenses $
553,718
including grants of $
99,754
) (Revenue $
)
IN ADDITION TO INVESTING FINANCIAL RESOURCES IN STRATEGIC PROGRAMS, UNITED WAY OF CHITTENDEN COUNTY OPERATES THE VOLUNTEER CONNECTION, A COMPREHENSIVE VOLUNTEER ACTION CENTER WHICH SUPPORTS OUR MISSION TO MOBILIZE THE COMMUNITY AND IMPROVE PEOPLE'S LIVES THROUGH SERVICE. THE FOCUS OF THE VOLUNTEER CONNECTION IS TO PROVIDE MEANINGFUL VOLUNTEER OPPORTUNITIES TO INDIVIDUALS, BUSINESSES AND GROUPS, WHILE PROVIDING NONPROFIT ORGANIZATIONS WITH VOLUNTEER MANAGEMENT ASSISTANCE, CONSULTATION AND TRAINING SUPPORT. TYPICALLY OVER 400 VOLUNTEER LISTINGS CAN BE FOUND AT WWW.UNITEDWAYCC.ORG BY CLICKING ON "VOLUNTEER NOW." (CONTINUED ON SCHEDULE O) IN 2010 4,780 PEOPLE UTILIZED THE UWCC VOLUNTEER CONNECTION SERVICES FOR AN ESTIMATED 141,851 HOURS OF DONATED SERVICE AT 285 LOCAL NONPROFITS FOR A VALUE TO THE COMMUNITY OF 2,642,698 (BASED ON THE VERMONT AVERAGE HOURLY WAGE.) FOR VOLUNTEERS 55+, THE VOLUNTEER CONNECTION OFFERS SPECIALIZED PLACEMENT SERVICES AND OPPORTUNITIES TO DRAW ON LIFE EXPERIENCE, WISDOM AND PROFESSIONAL SKILLS TO FOSTER CHANGE, ONE GENERATION TO THE NEXT. THESE SERVICES ARE PARTIALLY FEDERALLY FUNDED BY TWO NATIONAL INITIATIVES TO MOBILIZE 55+ VOLUNTEERS, RSVP (54% FEDERALLY FUNDED) AND THE FOSTER GRANDPARENT PROGRAM (59% FEDERALLY FUNDED).
(Code:
) (Expenses $
87,201
including grants of $
) (Revenue $
)
BECAUSE OF THE STRONG NETWORK OF PROGRAMS PROVIDED BY OUR MEMBER AGENCIES, UNITED WAY IS ABLE TO WORK AS A CONVENER, FACILITATOR, AND COLLABORATOR IN COMMUNITY IMPROVEMENT AND SYSTEMS CHANGE INITIATIVES, I.E. COMMUNITY PROBLEM SOLVING. CRITERIA TO BECOME INVOLVED IN THAT WORK ARE: 1. ALIGNMENT WITH OUR UNITED WAY MISSION; 2. ALIGNMENT WITH OUR THREE IMPACT AREAS; 3. THE ABILITY TO LEVERAGE NON-CAMPAIGN FUNDS & RELATIONSHIPS; 4. COMMUNITY NEED; 5. THE ABILITY TO MEASURE RESULTS; 6. RELEVANCE TO DIVERSE STAKEHOLDERS; 7. WHETHER UNITED WAY WILL BE ACCEPTED AS THE "MOBILIZER" AND/OR THE LEADER; AND 8. THE SUSTAINABILITY OF THE COMMUNITY CHANGE. PARTNERSHIPS FOR SYSTEM CHANGE INCLUDE VARIOUS COMBINATIONS OF OUR NONPROFIT AGENCY PARTNERS, FAITH-BASED ORGANIZATIONS, GOVERNMENT, THE SCHOOLS, LAW ENFORCEMENT, HEALTH CARE PROVIDERS, BUSINESS GROUPS AND OTHER NONPROFITS. A COMPLETE LISTING OF OUR COMMUNITY INITIATIVES CAN BE FOUND ON OUR WEBSITE AT WWW.UNITEDWAYCC.ORG UNDER "HOW UNITED WAY HELPS." A BRIEF SYNOPSIS OF THREE MAJOR INITIATIVES(ONE IN EACH OF THE THREE IMPACT AREAS OF EDUCATION, INCOME AND HEALTH) AND THEIR CURRENT SUCCESSES FOLLOWS: 1. CHITTENDEN COUNTY TRUANCY PROJECT: A GOAL OF THE EDUCATION IMPACT AREA IS ENSURING THAT CHILDREN, YOUTH AND YOUNG ADULTS ACHIEVE THEIR POTENTIAL. IN ALIGNMENT WITH THAT GOAL IS OUR SUPPORT OF THE CHITTENDEN COUNTY TRUANCY PROJECT AS A STRATEGIC INITIATIVE TO IMPROVE HIGH SCHOOL GRADUATION, AND JUST ONE OF THE MANY STRATEGIES WE INVEST IN THROUGH OUR FOCUS ON EDUCATION. RESEARCH SHOWS THAT SCHOOL ATTENDANCE IS A STRONG PREDICTOR OF SCHOOL SUCCESS. IN THE LATE 1990'S, NEARLY 100 STUDENTS WERE DROPPING OUT OF HIGH SCHOOL IN BURLINGTON EACH YEAR, ALMOST 10% OF THE STUDENTS GRADES 9-12. BURLINGTON SCHOOL DISTRICT ADOPTED A NEW ATTENDANCE POLICY IN 1999. SINCE THEN: 1. THE BURLINGTON SCHOOL DISTRICT ANNUAL DROP-OUT RATE HAS FALLEN FROM 9.5% IN 1998-99 TO 2.8% IN THE '10-11 SCHOOL YEAR; 2. IN 1999, THE ESTIMATED GRADUATION RATE (4 YEAR COHORT) WAS JUST 67%, AND BY THE '09 -'10 SCHOOL YEAR, THAT GRADUATION RATE INCREASED TO 84.88%; 3. ANNUALLY, APPROXIMATELY 60 MORE STUDENTS ARE GRADUATING TODAY THAN DID IN 1999; AND 4. OVER-ALL ABSENCES HAVE DECREASED BY 25% SINCE 2000. IN 2006, A COUNTY-WIDE ATTENDANCE POLICY MODELED AFTER BURLINGTON'S WAS ADOPTED BY ALL SCHOOL DISTRICTS IN CHITTENDEN COUNTY, AS WELL AS THREE OTHER CONTIGUOUS COUNTIES. TODAY ALL DISTRICTS IN THE STATE ARE REQUIRED TO HAVE AN ATTENDANCE POLICY WITH A GOAL TOWARDS REDUCING THE STATEWIDE DROP- OUT RATE. RECENTLY, CHILDREN'S HEALTH MAGAZINE RATED BURLINGTON AS THE NO. 1 CITY IN THE US TO RAISE CHILDREN. EDUCATION WAS THE MOST HEAVILY WEIGHTED MEASURE AND BURLINGTON STOOD OUT FROM THE NATIONAL AVERAGE IN THE NUMBER OF STUDENTS TO GRADUATE. 2. THE WORKING BRIDGES PROJECT: A GOAL OF OUR INCOME IMPACT AREA IS TO BUILD WORKFORCE DEVELOPMENT CAPACITY FOR YOUTH AND ADULTS BY PROVIDING SUPPORTS SO THEY HAVE THE WELL- BEING AND ASSISTANCE THEY NEED TO WORK, AND BY TRAINING THEM FOR THE JOB AND LIFE SKILLS THEY NEED IN THE WORKPLACE. "WORKING BRIDGES," A PUBLIC-PRIVATE PARTNERSHIP, HELPS INDIVIDUALS CONNECT WITH RESOURCES AND OVERCOME BARRIERS SO THAT THEY ARE SUCCESSFUL AT WORK. IT WAS CREATED BY CONCERNED EMPLOYERS AND UWCC TO DEVELOP, TEST AND SHARE WORKPLACE PRACTICES TO IMPROVE THE PRODUCTIVITY OF LOW TO MODERATE WAGE WORKERS, HELPING THEM STAY AND ADVANCE AT WORK, WHILE BECOMING MORE FINANCIALLY STABLE. MORE THAN 50 EMPLOYERS ARE ENGAGED IN THE PROGRAM THROUGH ITS TRAININGS, EMPLOYER WORKGROUP MEETINGS, INCOME ADVANCE LOAN PROGRAM, AND/OR ON-SITE RESOURCE COORDINATOR SERVICES. EVALUATIONS DEMONSTRATE THAT THE PROGRAM IS POSITIVELY IMPACTING RETENTION AND ABSENTEEISM RATES FOR LOCAL EMPLOYERS, WHILE IMPROVING EMPLOYEES' ECONOMIC WELL-BEING. 100% OF LEADING PARTICIPATING EMPLOYERS REPORT THAT WORKING BRIDGES IS HELPING THEM ACHIEVE THEIR ORIGINAL GOALS: 1. HIRING, RETAINING, AND ADVANCING LOWER WAGE WORKERS 2. MAXIMIZING THE EFFECTIVENESS OF THEIR WORKFORCE 3. HELPING THEIR WORKERS ACHIEVE FINANCIAL STABILITY BY INVESTING A SMALL AMOUNT OF SEED MONEY, UWCC WAS ABLE TO LEVERAGE A LARGE GRANT FROM JANE'S TRUST TO LAUNCH WORKING BRIDGES. 3. BURLINGTON COMMUNITY STREET OUTREACH PROGRAM: A COMMUNITY GOAL (TARGET OUTCOME) OF OUR HEALTH IMPACT AREA IS THAT ALL PEOPLE HAVE ACCESS TO THE CARE THEY NEED TO BE FREE FROM SUBSTANCE ABUSE AND ITS CONSEQUENCES. AN ADDITIONAL GOAL IS THAT THEY HAVE ACCESS TO AND BENEFIT FROM QUALITY, AFFORDABLE MENTAL HEALTH CARE WHEN NEEDED. THE STREET OUTREACH PROGRAM WAS DEVELOPED IN 1998 TO RESPOND TO CONCERNS ABOUT THE GROWING NUMBER OF PEOPLE IN THE DOWNTOWN BUSINESS DISTRICT WITH UNMET SOCIAL SERVICE NEEDS, INCLUDING MENTAL HEALTH AND SUBSTANCE ABUSE. THE GOALS OF THE PROJECT, WHICH ALIGN UNDER OUR HEALTH IMPACT AREA, ARE TO: 1) CONNECT PEOPLE WITH UNMET NEEDS TO SERVICES; 2) DECREASE THE AMOUNT OF ANTISOCIAL BEHAVIOR IN THE AREA, AND 3) DECREASE THE AMOUNT OF ILLEGAL ACTIVITY IN THE AREA. SINCE ITS INCEPTION, INCIDENTS IN THE BUSINESS DISTRICT INVOLVING PERSONS WITH UNMET SOCIAL AND MENTAL HEALTH NEEDS HAVE DECREASED, AS HAVE RESULTING CALLS TO THE POLICE. BETWEEN JULY OF 2010 AND JUNE OF 2011: 1. THE THREE FULL TIME OUTREACH WORKERS PROVIDING COVERAGE TO 7 DAYS A WEEK, 12 HOURS A DAY 2. HAD 7,632 CONTACTS 3. WITH 517 DIFFERENT INDIVIDUALS, 4. PROVIDING: A. BEHAVIORAL ASSESSMENTS, B. MONITORING BEHAVIORS/SYMPTOMS, C. LINKING THEM WITH SERVICES, D. FOLLOWING UP ON PROGRESS, AND E. WORKING WITH PROGRAM SPONSORS TO MAINTAIN A VIBRANT AND SAFE SOCIAL AND ECONOMIC CLIMATE IN THE DOWNTOWN. DESPITE THE TREND OF A YOUNGER AND MORE DIVERSE CLIENT BASE, THIS YEAR THE TEAM'S WORK SHIFTED TO MORE OFFENDER-BASED CONCERNS, ADDRESSING MORE BEHAVIOR WITH INDIVIDUALS INVOLVED IN THE LEGAL SYSTEM AND CORRECTIONS WHO ALSO HAVE MENTAL HEALTH AND SUBSTANCE ABUSE ISSUES. THE TEAM CONTINUES TO COLLABORATE WITH OVER 20 SERVICE PROVIDERS ON A WEEKLY BASIS. THESE PROVIDERS INCLUDE HOMELESS SHELTERS, MENTAL HEALTH PROVIDERS, SUBSTANCE ABUSE TREATMENT CENTERS, HOSPITALS, DISTRICT COURT PROGRAMS AND OTHERS. A STREET OUTREACH INTERVENTIONIST IS NOW WORKING OUT OF THE BURLINGTON POLICE DEPARTMENT IN A PILOT PROJECT TO BE MORE PROACTIVE WITH INDIVIDUALS WHO MAY BE IN THE GREATEST NEED OF OUTREACH SERVICES AND WHO IN THE PAST HAVE BEEN HIGH USERS OF EMERGENCY AND OTHER HIGH COST SERVICES INCLUDING POLICE, AMBULANCE, HOSPITAL, CORRECTIONS, AND COURTS. UNITED WAY SERVES AS THE FACILITATOR FOR THE MONTHLY STREET OUTREACH ADVISORY COMMITTEE WITH OTHER PROJECT PARTNERS: HOWARDCENTER; FLETCHER ALLEN HEALTH CARE; THE VERMONT AGENCY OF HUMAN SERVICES; THE CITY OF BURLINGTON; THE CHURCH STREET MARKETPLACE; THE BURLINGTON BUSINESS ASSOCIATION; THE BURLINGTON POLICE DEPARTMENT, CCTA AND OTHER NONPROFIT SERVICE PROVIDERS. IN 2011, UNITED WAY INVESTED 10,000 IN THE BURLINGTON COMMUNITY STREET OUTREACH PROGRAM, WHICH LEVERAGED NEARLY 200K IN OTHER FUNDING TO SUPPORT THE PROGRAM.
4d
Other program services. (Describe in Schedule O.)
(Expenses $
87,201
including grants of $
) (Revenue $
)
4e
Total program service expenses
$
3,630,356
Form
990
(2010)
Form 990 (2010)
Page
3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)?
If Yes, complete Schedule A
.....................
1
Yes
2
Is the organization required to complete Schedule B, Schedule of Contributors?
........
2
Yes
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office?
If Yes, complete Schedule C, Part I
..........
3
No
4
Section 501(c)(3) organizations.
Did the organization engage in lobbying activities?
If Yes, complete Schedule C,
Part II
.........................
4
No
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19?
If Yes, complete Schedule C, Part III
........................
5
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts where donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts?
If Yes, complete
Schedule D, Part I
.......................
6
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas or historic structures?
If Yes, complete Schedule D, Part II
...
7
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets?
If Yes, complete Schedule D, Part III
....................
8
No
9
Did the organization report an amount in Part X, line 21; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services?
If Yes,
complete Schedule D, Part IV
...................
9
No
10
Did the organization, directly or through a related organization, hold assets in term, permanent,or quasi-endowments?
If Yes, complete Schedule D, Part V
10
Yes
11
If the organizations answer to any of the following questions is Yes, then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable:
a
Did the organization report an amount for land, buildings, and equipment in Part X, line10?
If Yes, complete Schedule D, Part VI.
11a
Yes
b
Did the organization report an amount for investmentsother securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16?
If Yes, complete Schedule D, Part VII.
11b
No
c
Did the organization report an amount for investmentsprogram related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16?
If Yes, complete Schedule D, Part VIII.
11c
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16?
If Yes, complete Schedule D, Part IX.
11d
No
e
Did the organization report an amount for other liabilities in Part X, line 25?
If Yes, complete Schedule D, Part X.
11e
Yes
f
Did the organizations separate or consolidated financial statements for the tax year include a footnote that addresses the organizations liability for uncertain tax positions under FIN 48 (ASC 740)?
If Yes, complete Schedule D, Part X.
11f
Yes
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If Yes, complete Schedule D, Parts XI, XII, and XIII
12a
Yes
b
Was the organization included in consolidated, independent audited financial statements for the tax year?
If Yes, and if the organization answered No to line 12a, then completing Schedule D, Parts XI, XII, and XIII is optional
12b
No
13
Is the organization a school described in section 170(b)(1)(A)(ii)?
If Yes, complete Schedule E
13
No
14a
Did the organization maintain an office, employees, or agents outside of the United States?
....
14a
No
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, and program service activities outside the United States?
If Yes, complete Schedule F, Part I
.........
14b
No
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the U.S.?
If Yes, complete Schedule F, Part II
..
15
No
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the U.S.?
If Yes, complete Schedule F, Part III
..
16
No
17
Did the organization report a total of more than $15,000, of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e?
If Yes, complete Schedule G, Part I
17
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a?
If Yes, complete Schedule G, Part II
..........
18
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a?
If Yes, complete Schedule G, Part III
...................
19
No
Form
990
(2010)
Form 990 (2010)
Page
4
Part IV
Checklist of Required Schedules
(continued)
20a
Did the organization operate one or more hospitals?
If Yes, complete Schedule H
.....
20a
No
b
Did the organization attach its audited financial statement to this return? Note: All Form 990 filers that operate one or more hospitals must attach audited financial statements.
.....
20b
21
Did the organization report more than $5,000 of grants and other assistance to governments and organizations in the United States on Part IX, column (A), line 1?
If Yes, complete Schedule I, Parts I and II
..
21
Yes
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2?
If Yes, complete Schedule I, Parts I and III
.....
22
Yes
23
Did the organization answer Yes to Part VII, Section A, questions 3, 4, or 5, about compensation of the organizations current and former officers, directors, trustees, key employees, and highest compensated employees?
If Yes, complete Schedule J
................
23
No
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002?
If Yes, answer questions 24b24d and complete Schedule K. If No, go to line 25
................
24a
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?
...
24b
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?
......................
24c
d
Did the organization act as an on behalf of issuer for bonds outstanding at any time during the year?
...
24d
25a
Section 501(c)(3) and 501(c)(4) organizations.
Did the organization engage in an excess benefit transaction with a disqualified person during the year?
If Yes, complete Schedule L, Part I
......
25a
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organizations prior Forms 990 or 990-EZ?
If Yes, complete Schedule L, Part I
................
25b
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highly compensated employee, or disqualified person outstanding as of the end of the organizations tax year?
If Yes, complete Schedule L,
Part II
...........................
26
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor, or a grant selection committee member, or to a person related to such an individual?
If Yes, complete Schedule L, Part III
...............
27
No
28
Was the organization a party to a business transaction with one of the following parties? (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee?
If Yes, complete Schedule L, Part IV
.........................
28a
No
b
A family member of a current or former officer, director, trustee, or key employee?
If Yes,
complete Schedule L, Part IV
...................
28b
No
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or owner?
If Yes, complete Schedule L, Part IV
..
28c
No
29
Did the organization receive more than $25,000 in non-cash contributions?
If Yes, complete Schedule M
29
Yes
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions?
If Yes, complete Schedule M
............
30
No
31
Did the organization liquidate, terminate, or dissolve and cease operations?
If Yes, complete Schedule N,
Part I
...........................
31
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets?
If Yes, complete Schedule N, Part II
.......................
32
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3?
If Yes, complete Schedule R, Part I
........
33
No
34
Was the organization related to any tax-exempt or taxable entity?
If Yes, complete Schedule R, Parts II, III, IV, and V, line 1
.....................
34
No
35
Is any related organization a controlled entity within the meaning of section 512(b)(13)?
.....
35
No
a
Did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)?
If Yes, complete Schedule R, Part V, line 2
...
Yes
No
36
Section 501(c)(3) organizations.
Did the organization make any transfers to an exempt non-charitable related organization?
If Yes, complete Schedule R, Part V, line 2
...........
36
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes?
If Yes, complete Schedule R, Part VI
37
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11 and 19?
Note.
All Form 990 filers are required to complete Schedule O.
............
38
Yes
Form
990
(2010)
Form 990 (2010)
Page
5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V
.
.
.
.
.
.
.
.
.
.
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable.
.......
1a
10
b
Enter the number of Forms W-2G included in line 1a.
Enter -0-
if not applicable.
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners?
..................
1c
Yes
2a
Enter the number of employees reported on Form W-3,
Transmittal of Wage and Tax Statements
filed for the calendar year ending with or within the year covered by this return
.....................
2a
43
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note.
If the sum of lines 1a and 2a is greater than 250, you may be required to e-file. (see instructions)
2b
Yes
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?
.............................
3a
No
b
If Yes, has it filed a Form 990-T for this year?
If No, provide an explanation in Schedule O
.....
3b
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account or securities account)?
.......................
4a
No
b
If "Yes," enter the name of the foreign country:
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?
..
5a
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
No
c
If Yes to line 5a or 5b, did the organization file Form 8886-T?
........
5c
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible?
..........
6a
No
b
If Yes, did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?
........................
6b
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?
....................
7a
No
b
If Yes, did the organization notify the donor of the value of the goods or services provided?
.....
7b
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?
...........................
7c
No
d
If Yes, indicate the number of Forms 8282 filed during the year
....
7d
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
..........................
7e
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
..
7f
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?
...................
7g
No
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?
...............
7h
No
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations.
Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?
................
8
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?
.........
9a
b
Did the organization make a distribution to a donor, donor advisor, or related person?
......
9b
10
Section 501(c)(7) organizations.
Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12
...
10a
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
11
Section 501(c)(12) organizations.
Enter:
a
Gross income from members or shareholders
.........
11a
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.)
........
11b
12a
Section 4947(a)(1) non-exempt charitable trusts.
Is the organization filing Form 990 in lieu of Form 1041?
12a
b
If Yes, enter the amount of tax-exempt interest received or accrued during the year.
12b
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note.
All 501(c)(29) organizations must list in Schedule O each state in which they are licensed to issue qualified health plans, the amount of reserves required by each state, and the amount of reserves the organization allocated to each state.
13a
b
Enter the aggregate amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans.
13b
c
Enter the aggregate amount of reserves on hand.
13c
14a
Did the organization receive any payments for indoor tanning services during the tax year?
.....
14a
b
If "Yes," has it filed a Form 720 to report these payments?
If No, provide an explanation in Schedule O
..
14b
Form
990
(2010)
Form 990 (2010)
Page
6
Part VI
Governance, Management, and Disclosure
For each Yes response to lines 2 through 7b below, and for a No response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI
.
.
.
.
.
.
.
.
.
.
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
..............
1a
28
b
Enter the number of voting members included in line 1a, above, who are independent
.................
1b
28
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee?
.................
2
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person?
..
3
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed?
4
Yes
5
Did the organization become aware during the year of a significant diversion of the organizations assets?
.
5
No
6
Does the organization have members or stockholders?
................
6
No
7a
Does the organization have members, stockholders, or other persons who may elect one or more members of the governing body?
.........................
7a
No
b
Are any decisions of the governing body subject to approval by members, stockholders, or other persons?
..
7b
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body?
.........................
8a
Yes
b
Each committee with authority to act on behalf of the governing body?
............
8b
Yes
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organizations mailing address? If Yes, provide the names and addresses in Schedule O
.....
9
No
Section B. Policies
(This Section B requests information about policies not required by the Internal
Revenue Code.)
Yes
No
10a
Does the organization have local chapters, branches, or affiliates?
............
10a
No
b
If Yes, does the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with those of the organization?
....
10b
11a
Has the organization provided a copy of this Form 990 to all members of its governing body before filing the form?
11a
Yes
b
Describe in Schedule O the process, if any, used by the organization to review the Form 990.
.....
12a
Does the organization have a written conflict of interest policy?
If No, go to line 13
.......
12a
Yes
b
Are officers, directors or trustees, and key employees required to disclose annually interests that could give rise to conflicts?
...........................
12b
Yes
c
Does the organization regularly and consistently monitor and enforce compliance with the policy? If Yes, describe in Schedule O how this is done
....................
12c
Yes
13
Does the organization have a written whistleblower policy?
...............
13
Yes
14
Does the organization have a written document retention and destruction policy?
.........
14
Yes
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organizations CEO, Executive Director, or top management official
...........
15a
Yes
b
Other officers or key employees of the organization
................
15b
Yes
If "Yes" to line a or b, describe the process in Schedule O. (See instructions.)
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year?
......................
16a
No
b
If Yes, has the organization adopted a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and taken steps to safeguard the organizations exempt status with respect to such arrangements?
............
16b
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filed
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you make these available. Check all that apply.
Own website
Another's website
Upon request
19
Describe in Schedule O whether (and if so, how), the organization makes its governing documents, conflict of interest policy, and financial statements available to the public.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
SUSAN PELKEY SMITH
412 FARRELL STREET SUITE 200
SOUTH BURLINGTON
,
VT
05403
(802) 864-7541
Form
990
(2010)
Form 990 (2010)
Page
7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII
.
.
.
.
.
.
.
.
.
.
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a
Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organizations tax year.
List all of the organizations
current
officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation, and
current
key employees. Enter -0- in columns (D), (E), and (F) if no compensation was paid.
List all of the organizations
current
key employees, if any. See instructions for definition of "key employee."
List the organizations five
current
highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.
List all of the organizations
former
officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.
List all of the organizations
former directors or trustees
that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.
List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organizations compensated any current or former officer, director, or trustee.
(A)
Name and Title
(B)
Average hours per week (describe hours for related organizations in Schedule O)
(C)
Position (check all that apply)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
(1)
DANIEL BALON
BOARD MEMBER
2.00
X
0
0
0
(2)
MICHAEL BOARDMAN
BOARD MEMBER
2.00
X
0
0
0
(3)
SUSAN BENTLAGE
BOARD MEMBER
2.00
X
0
0
0
(4)
MICHELL LANGLAIS
BOARD MEMBER
2.00
X
0
0
0
(5)
PAMELA MACKENZIE
BOARD MEMBER
2.00
X
0
0
0
(6)
THOMAS CLAVELLE
BOARD MEMBER
2.00
X
0
0
0
(7)
PAULA COPE
BOARD MEMBER
2.00
X
0
0
0
(8)
EILEEN ELLIOTT
BOARD MEMBER
2.00
X
0
0
0
(9)
MICHAEL GREEN
BOARD MEMBER
2.00
X
0
0
0
(10)
BARBARA GRIMES
BOARD MEMBER
2.00
X
0
0
0
(11)
SCOTT HADLEY
BOARD MEMBER
2.00
X
0
0
0
(12)
RICHARD JOHNSON
TREASURER
4.00
X
X
0
0
0
(13)
SCOTT JOHNSTONE
BOARD MEMBER
2.00
X
0
0
0
(14)
JAMES KEYES
BOARD MEMBER
2.00
X
0
0
0
(15)
PAUL MACUGA
BOARD MEMBER
2.00
X
0
0
0
(16)
PETER MCCOY
BOARD MEMBER
2.00
X
0
0
0
(17)
DONALD RENDALL JR
PRESIDENT
4.00
X
X
0
0
0
Form
990
(2010)
Form 990 (2010)
Page
8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
(continued)
(A)
Name and Title
(B)
Average hours per week (describe hours for related organizations in Schedule O)
(C)
Position (check all that apply)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
(18)
PAUL SANDS
BOARD MEMBER
2.00
X
0
0
0
(19)
EILEEN SIMOLLARDES
BOARD MEMBER
2.00
X
0
0
0
(20)
CHARLES SMITH
BOARD MEMBER
2.00
X
0
0
0
(21)
MICHAEL TUTTLE
BOARD MEMBER
2.00
X
0
0
0
(22)
RUTH UPHOLD
BOARD MEMBER
2.00
X
0
0
0
(23)
CHARLOTTE ANCEL
SECRETARY
4.00
X
X
0
0
0
(24)
JOSEPH SPEIDEL
BOARD MEMBER
2.00
X
0
0
0
(25)
THERESA ALBERGHINI DIPALMA
VICE PRESIDE
4.00
X
X
0
0
0
(26)
VIVIAN TURNER
BOARD MEMBER
2.00
X
0
0
0
(27)
WILLIAM GURAL
BOARD MEMBER
2.00
X
0
0
0
(28)
BRETT SMITH
BOARD MEMBER
2.00
X
0
0
0
(29)
GRETCHEN MORSE
EXECUTIVE DI
40.00
X
91,400
0
7,136
1b
Sub-Total
................
c
Total from continuation sheets to Part VII, Section A
....
d
Total (add lines 1b and 1c)
............
91,400
7,136
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 in reportable compensation from the organization
Yes
No
3
Did the organization list any
former
officer, director or trustee, key employee, or highest compensated employee on line 1a?
If Yes, complete Schedule J for such individual
.............
3
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000?
If Yes, complete Schedule J for such individual
...........................
4
No
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization?
If Yes, complete Schedule J for such person
.....
5
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization.
(A)
Name and business address
(B)
Description of services
(C)
Compensation
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 in compensation from the organization
Form
990
(2010)
Form 990 (2010)
Page
9
Part VIII
Statement of Revenue
(A)
Total revenue
(B)
Related or
exempt
function
revenue
(C)
Unrelated
business
revenue
(D)
Revenue
excluded from
tax under sections
512, 513, or 514
1a
Federated campaigns
..
1a
12,876
b
Membership dues
....
1b
c
Fundraising events
....
1c
d
Related organizations
...
1d
e
Government grants (contributions)
1e
364,435
f
All other contributions, gifts, grants, and
similar amounts not included above
1f
4,526,114
g
Noncash contributions included in lines 1a-1f:$
135,952
h
Total.
Add lines 1a-1f
.......
4,903,425
Business Code
2a
b
c
d
e
f
All other program service revenue .
g
Total.
Add lines 2a2f
........
3
Investment income (including dividends, interest
and other similar amounts)
.....
50,597
50,597
4
Income from investment of tax-exempt bond proceeds
..
5
Royalties
............
(i) Real
(ii) Personal
6a
Gross Rents
b
Less: rental expenses
c
Rental income or (loss)
d
Net rental income or (loss)
.......
(i) Securities
(ii) Other
7a
Gross amount from sales of assets other than inventory
1,570,908
b
Less: cost or other basis and sales expenses
1,502,866
c
Gain or (loss)
68,042
d
Net gain or (loss)
..........
68,042
68,042
8a
Gross income from fundraising events (not including
$
of contributions reported on line 1c).
See Part IV, line 18
...
a
b
Less: direct expenses
...
b
c
Net income or (loss) from fundraising events
..
9a
Gross income from gaming activities.
See Part IV, line 19
...
a
b
Less: direct expenses
...
b
c
Net income or (loss) from gaming activities
...
10a
Gross sales of inventory, less
returns and allowances
.
a
b
Less: cost of goods sold
..
b
c
Net income or (loss) from sales of inventory
..
Miscellaneous Revenue
Business Code
11a
MISCELLANEOUS INCOME
41,036
41,036
b
FISCAL AGENT FEES
21,910
21,910
c
d
All other revenue
....
e
Total.
Add lines 11a11d
......
62,946
12
Total revenue.
See Instructions.
...
5,085,010
181,585
Form
990
(2010)
Form 990 (2010)
Page
10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns.
All other organizations must complete column (A) but are not required to complete columns (B), (C), and (D).
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII.
(A)
Total expenses
(B)
Program service
expenses
(C)
Management and
general expenses
(D)
Fundraising
expenses
1
Grants and other assistance to governments and organizations in the U.S. See Part IV, line 21
2,595,171
2,595,171
2
Grants and other assistance to individuals in the U.S. See Part IV, line 22
94,254
94,254
3
Grants and other assistance to governments, organizations, and individuals outside the U.S. See Part IV, lines 15 and 16
4
Benefits paid to or for members
5
Compensation of current officers, directors, trustees, and key employees
....
92,247
31,364
42,434
18,449
6
Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B)
....
7
Other salaries and wages
938,945
531,127
146,414
261,404
8
Pension plan contributions (include section 401(k) and section 403(b) employer contributions)
....
53,690
29,004
9,864
14,822
9
Other employee benefits
.......
84,405
41,665
16,690
26,050
10
Payroll taxes
...........
88,979
54,710
14,421
19,848
11
Fees for services (non-employees):
a
Management
......
107,366
53,928
8,726
44,712
b
Legal
.........
c
Accounting
...........
d
Lobbying
...........
e
Professional fundraising.
See Part IV, line 17
..
f
Investment management fees
......
g
Other
..........
12
Advertising and promotion
....
71,637
27,919
166
43,552
13
Office expenses
.......
66,723
40,571
4,677
21,475
14
Information technology
......
15
Royalties
..
16
Occupancy
...........
17,280
11,130
910
5,240
17
Travel
............
46,464
27,012
2,986
16,466
18
Payments of travel or entertainment expenses for any federal, state, or local public officials
......
19
Conferences, conventions, and meetings
....
20
Interest
...........
21
Payments to affiliates
.......
39,543
13,366
10,547
15,630
22
Depreciation, depletion, and amortization
.....
50,670
26,512
7,370
16,788
23
Insurance
..............
11,640
5,368
3,402
2,870
24
Other expenses. Itemize expenses not covered above. (Expenses grouped together and labeled miscellaneous may not exceed 5% of total expenses shown on line 25 below.)
a
VOLUNTEER EXPENSES
27,871
27,871
b
EQUIPMENT REPAIR AND MAIN
20,768
12,428
1,298
7,042
c
MISCELLANEOUS
19,831
6,956
6,356
6,519
d
e
f
All other expenses
25
Total functional expenses.
Add lines 1 through 24f
4,427,484
3,630,356
276,261
520,867
26
Joint costs.
Check here
if following
SOP 98-2 (ASC 958-720). Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation
Form
990
(2010)
Form 990 (2010)
Page
11
Part X
Balance Sheet
(A)
Beginning of year
(B)
End of year
1
Cashnon-interest-bearing
..........
821,442
1
441,592
2
Savings and temporary cash investments
.......
54,484
2
750,380
3
Pledges and grants receivable, net
.........
2,037,073
3
2,247,852
4
Accounts receivable, net
.........
4
5
Receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L
..........
5
6
Receivables from other disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B). Complete Part II of
Schedule L
..........
6
7
Notes and loans receivable, net
.............
7
8
Inventories for sale or use
..............
8
9
Prepaid expenses and deferred charges
............
15,151
9
45,725
10a
Land, buildings, and equipment: cost or other basis.
Complete Part VI of Schedule D
10a
1,062,068
b
Less: accumulated depreciation.
.....
10b
291,303
810,197
10c
770,765
11
Investmentspublicly traded securities
..........
1,933,386
11
1,970,965
12
Investmentsother securities. See Part IV, line 11
......
12
13
Investmentsprogram-related. See Part IV, line 11
..
13
14
Intangible assets
.........
14
15
Other assets. See Part IV, line 11
...........
15
11,361
16
Total assets.
Add lines 1 through 15 (must equal line 34)
...
5,671,733
16
6,238,640
17
Accounts payable and accrued expenses
.
118,041
17
137,227
18
Grants payable
..........
18
19
Deferred revenue
..........
19
20
Tax-exempt bond liabilities
..........
20
21
Escrow or custodial account liability.
Complete Part IV of Schedule D
..
21
22
Payables to current and former officers, directors, trustees, key
employees, highest compensated employees, and disqualified
persons.
Complete Part II of Schedule L
..........
22
23
Secured mortgages and notes payable to unrelated third parties
..
23
24
Unsecured notes and loans payable to unrelated third parties
....
24
25
Other liabilities.
Complete Part X of Schedule D
.....
775,042
25
624,360
26
Total liabilities.
Add lines 17 through 25
.....
893,083
26
761,587
Organizations that follow SFAS 117,
check here
and complete lines 27 through 29, and lines 33 and 34.
27
Unrestricted net assets
.....
1,182,737
27
1,361,998
28
Temporarily restricted net assets
.....
3,295,479
28
3,764,910
29
Permanently restricted net assets
.....
300,434
29
350,145
Organizations that do not follow SFAS 117,
check here
and complete lines 30 through 34.
30
Capital stock or trust principal, or current funds
.....
30
31
Paid-in or capital surplus, or land, building or equipment fund
.....
31
32
Retained earnings, endowment, accumulated income, or other funds
32
33
Total net assets or fund balances
.....
4,778,650
33
5,477,053
34
Total liabilities and net assets/fund balances
.....
5,671,733
34
6,238,640
Form
990
(2010)
Form 990 (2010)
Page
12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI
.
.
.
.
.
.
.
.
.
.
1
Total revenue (must equal Part VIII, column (A), line 12)
.
.
.
1
5,085,010
2
Total expenses (must equal Part IX, column (A), line 25)
.
.
.
.
.
2
4,427,484
3
Revenue less expenses. Subtract line 2 from line 1
.
.
.
.
3
657,526
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A))
.
.
4
4,778,650
5
Other changes in net assets or fund balances (explain in Schedule O)
.
.
.
.
5
40,877
6
Net assets or fund balances at end of year. Combine lines 3, 4, and 5 (must equal Part X, line 33, column (B))
.
.
.
.
.
.
6
5,477,053
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII
.
.
.
.
.
.
.
.
.
.
Yes
No
1
Accounting method used to prepare the Form 990:
Cash
Accrual
Other
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organizations financial statements compiled or reviewed by an independent accountant?
..
2a
No
b
Were the organizations financial statements audited by an independent accountant?
........
2b
Yes
c
If Yes, to 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
...........................
2c
Yes
d
If Yes to line 2a or 2b, check a box below to indicate whether the financial statements for the year were issued on a separate basis, consolidated basis, or both:
Separate basis
Consolidated basis
Both consolidated and separated basis
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
................
3a
No
b
If Yes, did the organization undergo the required audit or audits?
If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
..
3b
Form
990
(2010)
Additional Data
Software ID:
Software Version:
Form 990, Special Condition Description:
Special Condition Description